Thomas J. Tarantino is Chief Operating Officer, Chief Legal Officer and Chief Compliance Officer and is responsible for the management of the day-to-day operations of the company, including the technology and human resource teams. He also oversees the Legal department and regulatory compliance function, including internal legal and compliance personnel. In addition, Thomas manages the investor relations and new product implementation teams.
Thomas joined Boyd Watterson in January of 2016 and played an integral role in the establishment and growth of the internal Legal department, as well as the expansion of compliance processes and practices, keeping pace with company growth and increasing regulatory demands. Thomas has also supervised the creation of the new product implementation group and dedicated investor relations team. He has more than 25 years of law experience focusing on such areas as corporate and business law, investment adviser regulation, securities law, commercial real estate, government law, and public finance.